A scoped advisory engagement to design how capital enters the deal — instruments, priority, and process — before you open a raise or go to market.
Concrete work product — not a deck for the sake of a deck. Advisory only; not an offer of securities.
Recommended instrument mix, priority of claims, and governance implications written for decision-makers and counsel.
Sequence from materials through close, with gaps flagged — narrative, diligence pack, and compliance checkpoints.
A structured agenda for negotiating key economics and control points with counterparties and counsel.
Materials organized for review with Finalis Securities LLC where securities placement is contemplated.
Goals, constraints, existing docs, and regulatory posture. Confirm scope in writing.
Model alternatives, stress tradeoffs, align with counsel on securities and corporate questions.
Deliver the capital structure memo and run a decision workshop with your team.
If appropriate, transition to a separate capital formation engagement via Finalis Securities LLC.
Fee to be confirmed with Brad before public launch. Shown here as a design placeholder only — do not publish this string live.
Fixed-fee advisory. Scope boundaries documented at kickoff. Placement or success-based work, if any, is a separate engagement through the affiliated broker-dealer.
No. This is an advisory engagement about how capital may be structured. Any offer or sale of securities, if applicable, would occur separately through Finalis Securities LLC, Member FINRA / SIPC.
The scoped deliverables listed above and a defined number of working sessions. Out-of-scope items (placement, ongoing retainer, or transaction execution) are priced separately.
Not on the fixed-fee structuring work. If a subsequent placement engagement is opened through the affiliated broker-dealer, compensation for that work follows BD agreements — disclosed separately.
Schedule a conversation. We confirm fit, share a short statement of work, and kick off only after both sides agree on scope.
